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Jobs in Malaysia   »   Jobs in Kuala Lumpur   »   Finance / Banking / Insurance Job   »   Senior Compliance Officer
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Senior Compliance Officer

Kumpulan Sentiasa Cemerlang Sdn Bhd

Kumpulan Sentiasa Cemerlang Sdn Bhd company logo

Responsibilities:

  • Perform and monitor routine and non-routine compliance activities daily, weekly, monthly, quarterly and half yearly to ensure compliance with all relevant laws and guidelines;
  • Review statistics and information to regulators and other bodies including the Securities Commission and Monetary Authority of Singapore accurately, completely and in a timely manner;
  • Monitor investment, marketing and operational activities to ensure compliance with mandates and regulations;
  • Review, update and maintain compliance procedures relating to all areas of investments, marketing, operations, risk management, AMLA, Cyber risk and provide training where necessary; 
  • Review and update compliance manuals, code of conduct and relevant sections of the operations manual, term sheets including policies and procedures on compliance matters including updated regulations and guidelines;
  • Monitor and assistance with resolving conflict of interest situations;
  • Raise key compliance matters and risk issues to the Board of Directors;
  • Liaise with Securities Commission, Bank Negara, Monetary Authority of Singapore and other regulatory bodies on all compliance issues 
  • Assistance with reviewing processes and procedures to ensure risks are managed properly;
  • Any other matters requested to be performed by the Board of Directors, CEO or senior personnel from time to time

Requirements:

  • Proven experience as compliance manager.
  • In-depth knowledge of the industry's standards and regulations.
  • Good knowledge of reporting procedures and record keeping.
  • A business acumen partnered with a dedication to legality.
  • Methodical and diligent with outstanding planning abilities.
  • An analytical mind able to ‘see’ the complexities of procedures and regulations.
  • Strong communication skills.
  • Possess at least a Bachelor's Degree in law, finance, business administration or related field.
  • Certified compliance professional is a plus.

Perks & Benefits

  • Medical insurance
  • Dental
  • Regular working hours - Monday to Friday

Job Location
Suite E-13A-14 & 15, Block E Plaza Mont' Kiara 2 Jalan Kiara, Mont' Kiara 50480 Kuala Lumpur
Click to view the location on Google maps

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